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Karl Francis Christman

Morgan Stanley

Scottsdale, AZ

CRD 3240705

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-04
AZ RA APPROVED 2021-09-14
  • TX RA
    APPROVED
    Since 2022-01-04
  • AZ RA
    APPROVED
    Since 2021-09-14

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2005 01/2019
Morgan Stanley Scottsdale AZ 03/2020 Present
Unemployed Phoenix AZ 01/2019 03/2020
  • 07/2005 → 01/2019
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2020 → Present
    Morgan Stanley
    Scottsdale, AZ
  • 01/2019 → 03/2020
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-02
S63 Uniform Securities Agent State Law Examination 2013-08-05
  • S65 Uniform Investment Adviser Law Examination
    2021-09-02
  • S63 Uniform Securities Agent State Law Examination
    2013-08-05
Other Names
  • Karl Francis Christman
  • Karl Francis Christman

View on SEC IAPD

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