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20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-03-02 |
Branch Locations
20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Barrington Corp | Milwaukee | WI | 09/1989 | 01/2020 |
| M Holdings Securities, Inc. | Portland | OR | 09/2000 | 02/2020 |
| The Downey Group | Chicago | IL | 01/2020 | 02/2020 |
| Dana Investment Advisors, Inc. | Waukesha | WI | 02/2021 | Present |
| Unemployed | Brookfield | WI | 03/2020 | 01/2021 |
(1)BOWLERS HEADQUARTERS; 3163 S 92ND ST, MILWAUKEE, WI 53227; 05/01/2017; OWNER; FINANCING PERSON; NOT INVEST RELATED; 2 HOURS/MONTH, 0 HOURS/MONTH DURING BUSINESS HOURS; OWNERSHIP
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-13 |
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