Aaron Eugene Larson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-08-19
MN	RA	APPROVED	2013-12-23

TX RA
APPROVED_RES

Since 2014-08-19
MN RA
APPROVED

Since 2013-12-23

Branch Locations

7935 Stone Creek Dt Ste 10, Chanhassen, MN 55317 • United States

444 2Nd St, Excelsior, MN 55331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Chanhassen	MN	11/2006	Present

11/2006 → Present

Lpl Financial, Llc

Chanhassen, MN

Previous Registrations

2004-09-13 → 2006-11-17

Wells Fargo Investments, Llc

Minneapolis, MN

Minneapolis, MN

Other Businesses

1. 03/16/2011 - WaterRock Financial, LLC - Non-Variable Insurance DBA - Investment Related - At Reported Business Location(s) - Time Spent 5% 2. 12/3/2014 - WATERROCK REAL ESTATE, LLC - Investment Related - Home Based & Chanhassen, MN 55317 - REAL ESTATE RENTAL - 1 Hour Per Month During Securities Trading - LLC established to receive rental/lease income from commercial property, and pay respective expenses of property. 3. 12/5/2014: WATERROCK REAL ESTATE, LLC - Investment Related - Home Based - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 11/17/2014 - 1 Hour Per Month During Securities Trading - LLC SET UP TO HOLD COMMERCIAL REAL ESTATE. 4. 12/28/2018 - WaterRock Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/15/2010 - 200 Hours Per Month/100 Hours During Securities Trading. 5. 02/10/2022- DIBroker East / Eskra & Associates- Investment Related - At Reported Business Location(s)- Non-Variable Insurance - Insurance Producer - Start Date - 02/10/2022- 2 Hours Per Month/2 Hours During Securities Trading. 6. 02/10/2022- Comprehensive Brokerage Services, LLC- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Start Date - 02/10/2022 - 2 Hours Per Month/2 Hours During Securities Trading. 7. 08/25/2022 - WaterRock Financial, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - owner of the agency and agent of the agency - Start Date - 06/06/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 8. 10/25/2023 - Others First Real Estate, LLC - Real Estate Rental - Investment Related - Grand Rapids, MI - Start Date 09/06/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-17
S63	Uniform Securities Agent State Law Examination	1999-07-16

S65 Uniform Investment Adviser Law Examination

1999-09-17
S63 Uniform Securities Agent State Law Examination

1999-07-16

View on SEC IAPD