Roger Dale Gaddis

Current Employers

Employment History

• 12/1994 → 05/2019
  Linsco/Private Ledger Corp.
  Ada, OK
• 11/2010 → 05/2019
  Lpl Financial Llc
  Ada, OK
• 05/2019 → 06/2022
  Kestra Investment Services, Llc.
  Ada, OK
• 05/2019 → 06/2022
  Kestra Advisory Services, Llc.
  Ada, OK
• 06/2022 → Present
  Gaddis Premier Wealth Advisors Llc
  Ada, OK

Previous Registrations

• 2019-05-20 → 2022-06-24
  Kestra Advisory Services, Llc
  Durant, OK
  Mcalester, OK
  Austin, TX
  Ardmore, OK
  Ada, OK
• 1995-02-16 → 2019-06-10
  Lpl Financial Llc
  Mcalester, OK
  Mcalester, OK
  Ada, OK
  Ardmore, OK
  Durant, OK

Other Businesses

1: GKS Milburn Clinic, LLC Invest Rel: No Nat/Busi: urgent care medical clinic Title: spouse Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: none, but may consult on business issues 2: GKS Calera Clinic, LLC Invest Rel: No Nat/Busi: urgent care medical practices Title: spouse of Leigh Gaddis Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: may assist with business management issues 3: GKS Radiology LLC Invest Rel: No Nat/Busi: radiology medical clinic Title: spouse of LLC member Leigh Gaddis Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: may provide thoughts/ideas regarding business administrations 4: GKS Calera RE, LLC Invest Rel: Yes Nat/Busi: Real Estate Title: my wife, Leigh Gaddis is one of three LLC members Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: will likely provide some input regarding business administration issues 5: GKS Milburn RE LLC Invest Rel: Yes Nat/Busi: Real Estate Title: none Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: will provide buisness thoughts/ideas to wife and entity 6: GKS Equipment, LLC Invest Rel: No Nat/Busi: medical equipment rental Title: none Strt Dt: 7/26/21 Hrs/mth: 0-16 Duties: may provide ideas on business administration issues if requested 7: Gaddis Rentals, G&G Rentals, G&G Properties Invest Rel: Yes Nat/Busi: Real Estate Title: co-owner with wife Strt Dt: 11/29/11 Hrs/mth: 0-16 Duties: buy, sell, rent, develop, build, remodel, residential and commercial real estate and land 8: Union Mutual Insurance Co. Invest Rel: No Nat/Busi: Board Position Title: Board member Strt Dt: 5/1/21 Hrs/mth: 0-16 Duties: provide knowledge and experience in board decisions 9: Roger Gaddis - PPD Invest Rel: No Nat/Busi: membership sales Title: owner Strt Dt: 8/14/07 Hrs/mth: 0-16 Duties: membership sales 10: Stonewall Lake- BBL Invest Rel: No Nat/Busi: Real Estate Title: partner Strt Dt: 9/6/06 Hrs/mth: 0-16 Duties: occasional clean up and/or mowing 11: Durant G&G Office Building Invest Rel: No Nat/Busi: Real Estate Title: partner Strt Dt: 2/5/18 Hrs/mth: 0-16 Duties: co-manage 12: Gaddis Billboards/ G&G Billboards Invest Rel: No Nat/Busi: rental of highway billboard advertising space Title: co-owner Strt Dt: 11/29/11 Hrs/mth: 0-16 Duties: rental of highway billboard advertising space 13: Gaddis Oil & Gas/G&G Oil & Gas Invest Rel: No Nat/Busi: buy, sell oil & gas mineral and/or working interest Title: co-owner Strt Dt: 6/14/11 Hrs/mth: 0-16 Duties: collect royalty or working interest income 14: Gaddis Ranch/G&G Ranch Invest Rel: No Nat/Busi: Real Estate Title: co-owner Strt Dt: 2/1/06 Hrs/mth: 0-16 Duties: equipment, lease ranch land for hunting. 15: Gaddis Enterprises or G&G Enterprises Invest Rel: Yes Nat/Busi: holding company Title: co-owner Strt Dt: 6/6/11 Hrs/mth: 0-16 Duties: holding company 16: West Ranch LLC Invest Rel: Yes Nat/Busi: Real Estate Title: member Strt Dt: 4/11/11 Hrs/mth: 0-16 Duties: administrative 17: East Ranch LLC Invest Rel: Yes Nat/Busi: Real Estate Title: member Strt Dt: 4/11/19 Hrs/mth: 0-16 Duties: administrative regarding holding company for ranch property east of Ada, OK 18: Good News Publishing Invest Rel: No Nat/Busi: Consulting Title: advisory board member Strt Dt: 8/14/12 Hrs/mth: 0-16 Duties: discussion content development and distribution on financial education 19: Sisters Hand in Hand Invest Rel: No Nat/Busi: Board Position Title: advisory board member Strt Dt: 12/28/17 Hrs/mth: 0-16 Duties: assist in monthly events for local widows 20: Boy Scouts Arbuckle Council Invest Rel: No Nat/Busi: Civic Title: advisory board member Strt Dt: 12/26/13 Hrs/mth: 0-16 Duties: periodic input regarding council activities 21: Gaddis Insurance, or G&G Insurance Invest Rel: Yes Nat/Busi: Insurance Title: partner Strt Dt: 12/31/07 Hrs/mth: 0-16 Duties: sales of fixed insurance 22: Gaddis & Gaddis Wealth Managment LLC Invest Rel: Yes Nat/Busi: RR Activities through KIS, LLC using a DBA name; Insurance; IA services through KAS, LLC Title: managing member Strt Dt: 11/29/05 Hrs/mth: 145-160 Duties: managing m

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-16
• S63 Uniform Securities Agent State Law Examination
  1987-04-16

Designations