Eric Alan Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2017
  Investment Centers Of America, Inc.
  Grafton, WI
• 11/2017 → Present
  Lpl Financial Llc
  Richfield, WI

Previous Registrations

• 2014-07-15 → 2017-11-29
  Investment Centers Of America, Inc.
  Richfield, WI
• 2012-11-28 → 2014-07-11
  Richardson Capital Management, Llc
  Menomonee Falls, WI
• 2011-06-15 → 2012-12-18
  Annex Wealth Management, Llc
  Brookfield, WI
• 2006-02-14 → 2011-07-12
  The Mutual Fund Store
  Waukesha, WI
• 2005-09-16 → 2006-01-25
  Valic Financial Advisors, Inc.
  Chicago, IL

Other Businesses

1. 3/13/2023 - No Business Name - Not Investment Related - N104 W13840 Donges Bay Rd. , Germantown WI., 53022 - Other - Local School Board Member - School Board member - Start Date - 04/04/2023 - 4 Hours Per Month/0 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-08-19
• S66 Uniform Combined State Law Examination
  2005-09-14

Other Names

• Eric Alan Brown
• Eric Alan Brown