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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-07-18 |
| VT | RA | APPROVED | 2022-06-14 |
| NV | RA | APPROVED | 2022-01-19 |
| NY | RA | APPROVED | 2021-04-16 |
| CO | RA | APPROVED | 2019-04-29 |
| TX | RA | APPROVED_RES | 2018-11-12 |
| SD | RA | APPROVED | 2018-10-11 |
| MN | RA | APPROVED | 2018-02-15 |
| VA | RA | APPROVED | 2015-11-03 |
| NH | RA | APPROVED | 2014-10-30 |
| FL | RA | APPROVED | 2009-12-18 |
Branch Locations
4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Tampa | FL | 07/2006 | Present |
| Park Avenue Securities | Tampa | FL | 07/2006 | Present |
1. SWD02, Start Date: 2/5/2025, Address: 4200 west Cypress Street Suite 700 Tampa Fl 33607, 20 total hours per month; 10 during securities trading hours, Investment Related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-04 |
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