Catherine Ann Eklund Mares

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Palm Desert, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2009-04-17 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palm Desert, CA
• 1998-05-12 → 2009-04-17
  Banc Of America Investment Services, Inc.
  Palm Desert, CA
  Palm Desert, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-27
• S63 Uniform Securities Agent State Law Examination
  1990-10-05

Other Names

• Catherine Ann Eklund
• Saumer Eklund
• Catherine Ann Mares