Richard Paul Marcil

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-29
IL	RA	APPROVED	2018-04-19
ME	RA	APPROVED	2017-12-01
NC	RA	APPROVED	2017-06-08
NH	RA	APPROVED	2013-04-24
CA	RA	APPROVED	2011-01-04
CT	RA	APPROVED	2011-01-04
FL	RA	APPROVED	2011-01-04
CO	RA	APPROVED	2011-01-03
MA	RA	APPROVED	2004-10-18

NY RA
APPROVED

Since 2021-07-29
IL RA
APPROVED

Since 2018-04-19
ME RA
APPROVED

Since 2017-12-01
NC RA
APPROVED

Since 2017-06-08
NH RA
APPROVED

Since 2013-04-24
CA RA
APPROVED

Since 2011-01-04
CT RA
APPROVED

Since 2011-01-04
FL RA
APPROVED

Since 2011-01-04
CO RA
APPROVED

Since 2011-01-03
MA RA
APPROVED

Since 2004-10-18

Branch Locations

501 Boston Providence Turnpike Suite #2L, Norwood, MA 02062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	02/2001	Present

02/2001 → Present

Centaurus Financial, Inc.

Orange, CA

Other Businesses

1. ASSOCIATE, THE THORNDIKE COMPANY LLC, 501 BOSTON PROVIDENCE TURNPIKE, SUITE 2L, NORWOOD, MA 02062, START DATE 1-1-2001, 25 HOURS PER MONTH, NON INVESTMENT RELATED, ENTITY EXISTS FOR MARKETING IDENTITY AND BUSINESS EXPENSES ONLY. 2. SOLE PROPRIETOR, THE THORNDIKE COMPANY LLC, 501 BOSTON PROVIDENCE TURNPIKE, SUITE 2L, NORWOOD, MA 02062, START DATE 2-23-1987, 4 HOURS PER MONTH, NON INVESTMENT RELATED, SALES OF TRADITIONAL INSURANCE FA, LTC, HEALTH, UL, DISABILITY 3. BROKERS SERVICES, NON-INVESTMENT RELATED, 501 BOSTON PROVIDENCE TURNPIKE, SUITE 2L, NORWOOD, MA 02062, SALES OF TRADITIONAL INSURANCE, LIFE AND HEALTH, BROKER, SINCE 1/1/2015, DEVOTED TIME IS 5 HOURS A MONTH, DEVELOP QUOTES, TAKE APPLICATIONS AND GUIDE THROUGH UNDERWRITING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-21
S63	Uniform Securities Agent State Law Examination	1987-03-26

S65 Uniform Investment Adviser Law Examination

1999-01-21
S63 Uniform Securities Agent State Law Examination

1987-03-26

View on SEC IAPD