Joseph C Feola

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-09-21
PA	RA	APPROVED	2013-04-16
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2018-09-21
PA RA
APPROVED

Since 2013-04-16
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Sewickley	PA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Sewickley, PA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Wexford, PA

Pittsburg, PA
2005-09-16 → 2007-04-02

Morgan Stanley Dw Inc.

Pittsburg, PA

Pittsburgh, PA

Other Businesses

(1) 41265 - American Cancer Society / Not Investment Related / Atlanta, GA / Charitable, Non-Profit / Board Member / During business hours: 1 / After business hours: 3 / Fundraising, Administrative. (2) 254047 - JCF Enterprise LLC / Investment Related / Carnegie, PA / Rental Property / Sole Proprietor, Owner / Start 01-January-1996 / During business hours: 0 / After business hours: 2 / Landlord. (3) 44316 - Pi Kappa Alpha, Alpha Theta Alumni Corp at West Virginia University / Not Investment Related / Fraternity / President / Start January 2002 / During business hours: 0 / After business hours: 0. (4) 422322 - Executor / Investment Related / Mckees Rocks, PA / Executor, Co-Executor, Power of Attorney / Start 20-January-2021 / During business hours: 2 / After business hours: 2. (5) 429210 - Power of Attorney / Investment Related / Carnegie, PA / Power of Attorney / Start 01-April-2021 / During business hours: 0 / After business hours: 0. (6) 481900 - JCF Enterprise / Investment Related / Carnegie, PA / Real Estate / Sole Proprietor, Owner / Start 01-February-2022 / During business hours: 0 / After business hours: 4 / Property Management.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-09-13
S66	Uniform Combined State Law Examination	2000-12-04
S63	Uniform Securities Agent State Law Examination	1987-04-22

S65 Uniform Investment Adviser Law Examination

2005-09-13
S66 Uniform Combined State Law Examination

2000-12-04
S63 Uniform Securities Agent State Law Examination

1987-04-22

Other Names

Joseph Feola
Joseph Christopher Feola
Joseph C Feola Jr
Joseph C Feola
Joseph C Feola Jr
Joseph C Feola
Joseph C Feola Jr.

View on SEC IAPD