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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newark | DE | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newark | DE | 11/2016 | 05/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2025 | Present |
1. LICENSED INSURANCE AGENT, 603 Adelaide Ct., Middletown DE 19709, United States, 03/17/2025, Agent, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 120 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 12/27/2024 3. DELTA PRIVATE WEALTH MANAGEMENT, LLC, 603 Adelaide Ct., Middletown DE 19709, United States, 05/15/2025, President, DBA Name, NIR, 40 HR/MO - 33 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-27 |
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