Henry Jerome Gawel

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Newark, DE
• 11/2016 → 05/2025
  Wells Fargo Clearing Services, Llc
  Newark, DE
• 05/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-01-01 → 2025-06-12
  Wells Fargo Clearing Services, Llc
  Newark, DE
• 1997-05-14 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Newark, DE
  Newark, DE
  St. Louis, MO

Other Businesses

1. LICENSED INSURANCE AGENT, 603 Adelaide Ct., Middletown DE 19709, United States, 03/17/2025, Agent, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 120 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 12/27/2024 3. DELTA PRIVATE WEALTH MANAGEMENT, LLC, 603 Adelaide Ct., Middletown DE 19709, United States, 05/15/2025, President, DBA Name, NIR, 40 HR/MO - 33 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-02-27

Other Names

• H Jerome Gawel
• Jerry Gawel