James Steven Dennik

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-13
WI	RA	APPROVED	2026-02-13

TX RA
APPROVED_RES

Since 2026-02-13
WI RA
APPROVED

Since 2026-02-13

Branch Locations

777 E Wisconsin Ave, Milwaukee, WI 53202 • United States

945 Elm Grove Rd, Elm Grove, WI 53122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Elm Grove	WI	03/2010	02/2026
U.S. Bancorp Advisors, Llc	Elm Grove	WI	02/2026	Present

03/2010 → 02/2026

U.S. Bancorp Investments, Inc.

Elm Grove, WI
02/2026 → Present

U.S. Bancorp Advisors, Llc

Elm Grove, WI

Previous Registrations

2010-03-03 → 2026-02-13

U.S. Bancorp Investments, Inc.

Milwaukee, WI

Saint Paul, MN

Brookfield, WI

Elm Grove, WI

Milwaukee, WI

Elkhorn, WI

Milwaukee, WI

Menomonee Falls, WI

Elm Grove, WI
2005-09-15 → 2010-03-29

M&I Financial Advisors, Inc

Milwaukee, WI

Greendale, WI

Milwaukee, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-26
S63	Uniform Securities Agent State Law Examination	1987-03-05

S65 Uniform Investment Adviser Law Examination

1996-07-26
S63 Uniform Securities Agent State Law Examination

1987-03-05

Other Names

James Dennik

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews