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Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-11
MA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2025-04-11
  • MA RA
    APPROVED
    Since 2012-01-06

Branch Locations

400 Fifth Avenue Suite 520, Waltham, MA 02451 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Waltham MA 05/2011 Present
Oneamerica Securities Waltham MA 07/2011 Present
  • 05/2011 → Present
    American United Life
    Waltham, MA
  • 07/2011 → Present
    Oneamerica Securities
    Waltham, MA
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**Board Member: Bellingham Business Association**Board Director: Women in Action, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-06
S63 Uniform Securities Agent State Law Examination 1987-03-24
  • S65 Uniform Investment Adviser Law Examination
    2011-12-06
  • S63 Uniform Securities Agent State Law Examination
    1987-03-24

View on SEC IAPD

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