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6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-13 |
Branch Locations
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
2078 Richmond Ave, Staten Island, NY 10314 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | Staten Island | NY | 11/2007 | 12/2016 |
| Ic Advisory Services Inc. | Staten Island | NY | 02/2016 | 12/2016 |
| Client One Securities, Llc | Staten Island | NY | 01/2017 | Present |
1. ENERGY SOLUTIONS GROUP, INC. ENERGY CONSERVATION CONSULTING. OFFICER CONSULTING AND PROJECT DESIGN. OWN >60% STOCK. DEVOTE 20 HRS/MO. FINANCIAL INTEREST $50,000.ESTABLISHED 12/11/1999. AMENDING NAME AS THE CHANGE WAS DUE OF BEING NOTIFIED OF AN ALREADY EXISTING BUSINESS USING THE NAME AMERICAN ENERGY SOLUTIONS.CREATED 09/13 AND WILL BE THE ONLY NAME USED GOING FORWARD. ANNUAL INCOME 21-40%. 2. FINANCIAL SOLUTIONS GROUP, LLC FINANCIAL PLANNING, PARTNER. ACCOUNT REP. DEVOTE 40HRS/WK+. FINANCIAL INTEREST $50,000. OWN 331/3%. COMPENSATION IS COMMISSIONS. ESTABLISHED 01/01/2007. 3. Captive Solutions LLC; Consultant; recommends the use of purpose-built (captive) insurance subsidiaries to protect and grow business value for profitable enterprises with predictable risk profiles; 25% ownership; 20-30 hours/month; estimated income: 100K 4. Tax Credit Genius LLC; not investment related; 2078 Richmond Ave Staten Island, NY 10314; payroll tax return preparation and filing; Partner; 04/2024; 20 hrs/mo; 20 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-03 |
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