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Kenneth Bruce Swansegar

Capital Analysts

Lexington, KY

Lincoln Investment

Crystal Lake, IL

Lexington, KY

CRD 1634008

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Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-08-07
  • KY RA
    APPROVED
    Since 2018-08-07

Branch Locations

Lexington, KY • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-06-12
  • KY RA
    APPROVED
    Since 2017-06-12

Branch Locations

Crystal Lake, IL • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 12/2010 01/2017
Lincoln Investment Lexington KY 01/2017 Present
  • 12/2010 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Lincoln Investment
    Lexington, KY
Previous Registrations
  • 2011-01-19 → 2019-10-04
    Legend Advisory, Llc
    Lexington, KY
    Palm Beach Gardens, FL
  • 2003-09-09 → 2010-10-20
    Valic Financial Advisors, Inc.
    Brentwood, TN
    Carmel, IN
    Carmel, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-23
  • S63 Uniform Securities Agent State Law Examination
    1997-05-23
Other Names
  • Ken Swansegar

View on SEC IAPD

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