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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-05 |
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Charlotte | NC | 10/1986 | 03/2017 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | Present |
| Mass Mutual Life Insurance Co | Charlotte | NC | 07/2016 | Present |
Independent Insurance Agent-from Charlotte, NC-3hrs sec, 1hrs nonsec-Life/Accident/Health, Medicare Related Products, and Property & Casualty-since 08/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-23 |
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