Best Investors
Account
Sign in
Best Investors
Account
Sign in
CRD 1633454
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2003-05-16 |
| TX | RA | APPROVED_RES | 2001-08-02 |
| CA | RA | APPROVED | 1998-04-07 |
Branch Locations
1075 E Betteravia Road, Santa Maria, CA 93454 • United States
1580 West Branch Street, Arryo Grande, CA 93420 • United States
8900 Pueblo Ave., Atascadero, CA 93422 • United States
1203 South Broadway, Santa Maria, CA 93454 • United States
542 E. Tefft St, Nipomo, CA 93444 • United States
1402 Spring St., Paso Robles, CA 93446 • United States
3880 Constellation Road, Lompoc, CA 93436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Lompoc | CA | 03/1998 | Present |
1. 3/10/2008 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - COAST HILLS WEALTH MANAGEMENT - LOMPOC, CA. 2. 9/25/2014: TAX PREP/ACCOUNTING/CPA - COASTHILLS CREDIT UNION - TAX PREP - 5 HOURS PER MONTH/2 HOURS DURING TRADING - LOMPOC, CA. 3. 10/1/2014: FINANCIAL INSTITUTION DUTY - CREDIT UNION - BANK DUTIES. - 80 HOURS PER MONTH/30 HOURS DURING TRADING - LOMPOC, CA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-08 |
Reach out to this advisor