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Kamron Westman Praytor

Ubs Financial Services Inc.

Austin, TX

CRD 3240469

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-10-03
  • TX RA
    APPROVED
    Since 2001-10-03

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Inc. Weehawken NJ 07/2000 Present
Ubs Financial Services Inc. Austin TX 05/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-25
S63 Uniform Securities Agent State Law Examination 2000-11-20
  • S66 Uniform Combined State Law Examination
    2001-07-25
  • S63 Uniform Securities Agent State Law Examination
    2000-11-20

View on SEC IAPD

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