William M Bertscha

Current Employers

Employment History

• 04/2008 → 03/2018
  Tradition Securities And Derivatives Inc.
  New York, NY
• 03/2018 → 04/2021
  Tullett Prebon Financial Services Llc
  Jersey City, NJ
• 05/2021 → 06/2021
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2021 → 06/2021
  Northwestern Mutual Investment Services Llc
  Wall Township, NJ
• 04/2026 → Present
  Lpl Enterprise Llc
  Holmdel, NJ
• 09/2021 → 08/2022
  Oppenheimer & Co
  Red Bank, NJ
• 09/2022 → 12/2023
  Ice
  New York, NY
• 01/2024 → 05/2025
  Unemployed
  Manalapan, NJ
• 06/2025 → 12/2025
  Lseg
  New York, NJ
• 01/2026 → 03/2026
  Unemployed
  Manalapan, NJ

Previous Registrations

• 2021-09-15 → 2022-09-01
  Oppenheimer & Co. Inc.
  New York, NY
  Red Bank, NJ
• 2021-05-13 → 2021-07-02
  Northwestern Mutual Investment Services, Llc
  Wall Township, NJ

Other Businesses

1. 03/30/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Manalapan, NJ - INV REL - Start Date: 03/27/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 03/30/2026 - William Bertscha N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Manalapan, NJ - INV REL - Start Date: 03/27/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 03/30/2026 - Knights of Columbus Club - Non-Profit Board Member - Manalapan, NJ - Not INV REL - Start Date: 01/01/2025 - 02 Hrs/Mth - 00 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-11-25
• S63 Uniform Securities Agent State Law Examination
  1987-10-29

Other Names

• William M Bertscha
• William Michael Bertscha
• Bertscha M Bill
• William M Bertscha
• Bill Bertscha