Brad Lee Spencer

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 08/2024
  Rbc Capital Markets, Llc
  Minnetonka, MN
• 09/2016 → 08/2024
  City National Bank
  Minnetonka, MN
• 08/2024 → Present
  Rw Baird
  Minnetonka, MN

Previous Registrations

• 2006-04-04 → 2024-08-28
  Rbc Capital Markets, Llc
  Minnetonka, MN
  Minnetonka, MN
  Independence, MN

Other Businesses

(1) CITY OF INDEPENDENCE; ADDRESS: 1920 COUNTY ROAD 90 INDEPENDENCE, MN 55359; BUSINESS DESCRIPTION: City Mayor; NOT INVESTMENT RELATED; START DATE: 1/7/25; CAPACITY: ELECTED OFFICIAL (POLITICAL OFFICE); DUTIES: SERVE AS City Mayor; HOURS DEVOTED PER WEEK: 11-20; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 5

Exams

• S66 Uniform Combined State Law Examination
  2006-04-03
• S63 Uniform Securities Agent State Law Examination
  1987-03-27

Other Names

• Brad L Spencer