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Maryjo Marie Shepler

Commonwealth Financial Network

Oregon, WI

CRD 1633146

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-08-05
  • WI RA
    APPROVED
    Since 2005-08-05

Branch Locations

Oregon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financail Network Waltham MA 08/2005 Present
  • 08/2005 → Present
    Commonwealth Financail Network
    Waltham, MA
Other Businesses

Fixed insurance sales, as an Agent; As of 07/22/05; 2% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-07
  • S63 Uniform Securities Agent State Law Examination
    1987-04-07
Other Names
  • Mary Jo Marie Shepler

View on SEC IAPD

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