Richard James Polimeni

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2005-11-02
TX	RA	APPROVED_RES	2002-09-23

NJ RA
APPROVED

Since 2005-11-02
TX RA
APPROVED_RES

Since 2002-09-23

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch & Co., Inc.	Pennington	NJ	04/2002	Present

04/2002 → Present

Merrill Lynch & Co., Inc.

Pennington, NJ

Other Businesses

I*3755414 Entity Type: N/A Name of OBA: LIMRA Lifetime Income Initiative Address: Windsor, Connecticut Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/03/2026 Number of Hours: 20, Yearly Number of Hours during trading: 20, Yearly Duties: Industry organization to build confidence and capability for financial professionals and consumers in retirement planning by normalizing protected income as a core pillar of financial security. Will be one of many Advisory Board members helping to define strategy, activities and the goals of the organization to help educate advisors and consumers on the importance of generating lifetime income as part of overall retirement financial security.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-03
S63	Uniform Securities Agent State Law Examination	1987-05-22

S66 Uniform Combined State Law Examination

2005-08-03
S63 Uniform Securities Agent State Law Examination

1987-05-22