Ricky Lynn Byrd

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Lpl Financial Llc
  Highlands Ranch, CO

Previous Registrations

• 1999-09-07 → 2007-05-02
  Osaic Fa, Inc.
  Denver, CO
  Denver, CO

Other Businesses

(1) 4/7/2007 - NON-VARIABLE INSURANCE - DISABILITY AND HEALTH INSURANCE. - TIME SPENT:5% - HIGHLANDS RANCH, CO 80126 (2) 03/20/2014 - BIGHORN WEALTH MANAGEMENT -REGISTERED INVESTMENT ADVISOR - WE CAN CHARGE ON BOTH AN HOURLY AND FIXED BASIS. - TIME SPENT 20% - HIGHLANDS RANCH, CO (3) 08/12/2014 - BIGHORN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 40 HOURS PER MONTH - HIGHLANDS RANCH, CO. (4) 11/07/2019 - S & W Financial LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:1/1/2020 - 40 hrs/mo - 4 hrs during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-11-26

Other Names

• Rick L Byrd