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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-03-04
TX RA APPROVED 2024-03-04
  • TN RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-04

Branch Locations

8 E Washington Ave., Athens, TN 37303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Athens Federal Savings & Loan Athen TN 09/1990 10/2018
Invest Financial Corp Tampa FL 04/2007 02/2017
Raymond James Financial Services, Inc. Athens TN 02/2017 10/2018
Raymond James Financial Services Advisers Inc. Athens TN 03/2017 10/2018
Lpl Fiinancial Llc Athens TN 10/2018 03/2024
Capstar Bank Athens TN 10/2018 03/2024
Cambridge Investment Research, Inc. Fairfield IA 03/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2024 Present
  • 09/1990 → 10/2018
    Athens Federal Savings & Loan
    Athen, TN
  • 04/2007 → 02/2017
    Invest Financial Corp
    Tampa, FL
  • 02/2017 → 10/2018
    Raymond James Financial Services, Inc.
    Athens, TN
  • 03/2017 → 10/2018
    Raymond James Financial Services Advisers Inc.
    Athens, TN
  • 10/2018 → 03/2024
    Lpl Fiinancial Llc
    Athens, TN
  • 10/2018 → 03/2024
    Capstar Bank
    Athens, TN
  • 03/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2018-10-19 → 2024-03-12
    Athens, TN
    Athens, TN
    San Diego, CA
    Sweetwater, TN
    Madisonville, TN
    Cleveland, TN
    Etowah, TN
    Lenoir City, TN
  • 2017-03-17 → 2018-10-22
    Athens, TN
  • 2016-02-18 → 2017-02-28
    Invest Financial Corporation
    Athens, TN
    Cleveland, TN
Other Businesses

1) DOWNTOWN SQUARE INVESTMENTS, Athens TN, 03/2024, Agent, Utilizing a Trade Name/ dba, INV REL, 160 HR/MO - 160 Trading 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE 3) FRED BURKE, 8 E Washington Ave, Athens TN 37303, United States, 01/01/2024, Owner, Real Estate, NIR, 1 HR/MO - 0 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-16
S63 Uniform Securities Agent State Law Examination 1987-04-02
  • S66 Uniform Combined State Law Examination
    2016-02-16
  • S63 Uniform Securities Agent State Law Examination
    1987-04-02
Other Names
  • Scotty Burke

View on SEC IAPD

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