Eric Brian Shepard

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Rochester, MN
• 03/2017 → 10/2017
  Mml Investors Services, Llc
  Rochester, MN
• 03/2017 → 10/2017
  Mass Mutual Life Insurance Company
  Rochester, MN
• 10/2017 → 12/2017
  Unemployed
  Rochester, MN
• 12/2017 → Present
  Arvest Wealth Management
  Tulsa, OK

Previous Registrations

• 2017-03-25 → 2017-10-20
  Mml Investors Services, Llc
  Rochester, MN
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Minnetonka, MN
  Rochester, MN
  Rochester, MN
• 2014-01-29 → 2015-01-02
  New England Securities
  Rochester, MN
• 2005-02-08 → 2012-02-28
  Waddell & Reed
  Tulsa, OK
  Yale, OK
  Tulsa, OK
  Tulsa, OK
  Tulsa, OK
  Ponca City, OK
  Tulsa, OK
  Bixby, OK
  Broken Arrow, OK
  Rochester, MN
• 2002-08-05 → 2004-11-30
  New England Securities
  Tulsa, OK
• 2002-01-04 → 2002-10-04
  Eagle Strategies Llc
  Oklahoma City, OK

Other Businesses

1)Name: Eric Shepard Inv rel: Y Add: 5158 Ridgeway Rd. NW Rochester MN 55901 Nature: Simple Rental Property- Rental Real Estate Position: Owner Start date: 05/2007 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Passive management of rental real estate 2) Shepley Holdings LLC: Not investment-related. 1244 East 26th Street, Tulsa, OK 74114. I am the Co-Owner of the rental real estate. Start 4/2006. 4 hours/month. 0 hours during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-07
• S65 Uniform Investment Adviser Law Examination
  1999-11-03
• S63 Uniform Securities Agent State Law Examination
  1999-10-28