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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-19 |
| TX | RA | APPROVED | 2023-01-19 |
Branch Locations
620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Newport Beach | CA | 03/2008 | 04/2018 |
| Ameriprise Financial Services Inc | Irvine | CA | 05/2018 | 01/2023 |
| Raymond James & Associates | Newport Beach | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-06 |
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