Best Investors
Account
Sign in
Best Investors
Account
Sign in
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-20 |
| TX | RA | APPROVED | 2026-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lemont Fire Prot. Dist | Lemont | IL | 01/1994 | 03/2022 |
| Wayne Hummer Investments | Joliet | IL | 06/2013 | 09/2018 |
| Lpl Financial, Llc | Joliet | IL | 09/2018 | 01/2024 |
| Stifel Independent Advisors, Llc | Joliet | IL | 01/2024 | 08/2026 |
| Equitable Advisors, Llc | Joliet | IL | 08/2026 | Present |
1. Lemont Fire Dept. Pension Board; 15900 New Ave Lemont IL 60439; Pension Board; Board Member; Deal with and vote on any issues related to the Lemont Fire Dist. pension; 06/01/2022; 3.00hrs/quarter; Not during securities trading hours; Not Investment-Related 2. Lemont Firemen's Assc.; 15900 New Ave Lemont IL 60439; Preserve the history of Lemont Fire Department, , donate time and money to various causes in the Lemont community; Treasurer; Pay bills maintain a checking account; 01/01/2009; 3.00hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-18 |
Reach out to this advisor