Denise Johnson Davies

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1990 → Present
  Davies & Johnson
  Carmichael, CA
• 05/2016 → Present
  Lpl Financial, Llc
  Delray Beach, FL

Previous Registrations

• 2008-08-13 → 2016-05-06
  Cetera Wealth Services, Llc
  Rancho Cordova, CA
  Orangevale, CA
  Port Charlotte, FL
  Delray Beach, FL
• 2008-05-15 → 2008-08-13
  Pension Planners Securities, Inc.
  Carmichael, CA
  Carmichael, CA
  Sacramento, CA
• 2003-01-08 → 2003-11-12
  Pension Planners Securities, Inc.
  Sacramento, CA

Other Businesses

1. 5/4/2016 - DAVIES & JOHNSON, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/1/2014 - Time Spent 100%. 2. 01/29/2024 - Davies and Johnson Inc. - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Start Date - 02/27/2023 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-10-18

Other Names

• Denise Johnson
• Denise Johnson Davies
• Denise Johnson Davies
• Denise Jane Johnson
• Denise Johnson Davies
• Denise J Davies
• Denise Davies
• Denise Johnson-Davies