Katherine Ruth Morris

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-10-05
PA	RA	APPROVED	2003-07-15

TX RA
APPROVED_RES

Since 2006-10-05
PA RA
APPROVED

Since 2003-07-15

Branch Locations

7500 Brooktree Rd Ste 205, Wexford, PA 15090 • United States

Gibsonia, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Pittsburgh	PA	01/1988	03/2020
Ameriprise Financial Services, Llc	Wexford	PA	03/2020	Present

01/1988 → 03/2020

Ameriprise Financial Services, Inc.

Pittsburgh, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Wexford, PA

Other Businesses

Real Estate Ownership; Lot/Land; Union, Washington, ,; ; .

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-28
S63	Uniform Securities Agent State Law Examination	1987-03-19

S65 Uniform Investment Adviser Law Examination

1997-01-28
S63 Uniform Securities Agent State Law Examination

1987-03-19

Other Names

Kathy Morris
Katherine Ruth Morris

View on SEC IAPD