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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-10-28
TX RA APPROVED 2024-10-23
  • NV RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED
    Since 2024-10-23

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Dallas TX 10/2010 Present
J.P. Morgan Securities Llc Dallas TX 10/2008 Present
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
S63 Uniform Securities Agent State Law Examination 1987-03-10
  • S66 Uniform Combined State Law Examination
    2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    1987-03-10
Other Names
  • Carol Ann Monsees
  • Carol Patrick
  • Carol Ann Patrick

View on SEC IAPD

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