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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-19 |
| TX | RA | APPROVED_RES | 2023-10-17 |
Branch Locations
816 S. Eldorado Rd. Suite #7, Bloomington, IL 61704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Bloomington | IL | 12/2015 | 10/2023 |
| Lpl Financial Llc | Bloomington | IL | 10/2023 | Present |
1) 09/08/2023 - Mier Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Bloomington, IL 61704 - Noninvestment related - 200 Hours per month - Start date: 12/1/2015. 2) 09/08/2023 - Mier Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 10/16/2023 - Blue Investment Group - Investment club - Not Investment Related - Bloomington, IL - Start Date 01/01/2002
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-29 |
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