Alan Blaine Shouse

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2018-02-14
NJ	RA	APPROVED	2018-02-14
OR	RA	APPROVED	2018-02-14
SC	RA	APPROVED	2018-02-14
TX	RA	APPROVED_RES	2018-02-14

GA RA
APPROVED

Since 2018-02-14
NJ RA
APPROVED

Since 2018-02-14
OR RA
APPROVED

Since 2018-02-14
SC RA
APPROVED

Since 2018-02-14
TX RA
APPROVED_RES

Since 2018-02-14

Branch Locations

Fort Worth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Tampa	FL	11/2005	02/2018
Lpl Financial Llc	Keller	TX	02/2018	Present

11/2005 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Keller, TX

Previous Registrations

2005-11-17 → 2018-02-20

Invest Financial Corporation

Keller, TX

Frisco, TX

Kennesaw, GA

Alpharetta, GA

Marietta, GA

Appleton, WI
2004-01-01 → 2005-12-15

Cetera Advisors Llc

Alpharetta, GA
2003-04-11 → 2004-01-01

Ifg Advisory Services Inc

Alpharetta, GA

Other Businesses

1. 05/24/2022 - Alan B. Shouse - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date - 09/01/1976 - 5 Hours Per Month/5 During Securities Trading - Tax Prep. 2) 01/07/2025 - Stewardship Tax Advisors, LP - Investment Related - Tax Prep/Accounting/CPA - Fort Worth, Texas- Start Date:06/28/2024 - 100 Hrs/Mth - 100 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-01

S63 Uniform Securities Agent State Law Examination

1987-06-01

Other Names

Alan Blaine Shouse

View on SEC IAPD