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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-25
  • FL RA
    APPROVED
    Since 2026-02-25

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Wesley Chapel, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Tampa FL 12/1987 Present
Other Businesses

No. 1) Name of Business: Havertys Furniture. Non-Investment related. Address: 16312 N., Dale Mabry, Tampa, FL 33618. Nature of Business: Sale of Furniture. Position/Title/Relationship: Employee. Start Date: 04/14/2011. Hours per month: 60. Hours per month during Securities trading hours: 35%. Duties/Responsibilities: Selling Furniture to customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-15
S63 Uniform Securities Agent State Law Examination 1987-02-26
  • S66 Uniform Combined State Law Examination
    1998-08-15
  • S63 Uniform Securities Agent State Law Examination
    1987-02-26

View on SEC IAPD

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