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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1995-01-04 |
| FL | RA | APPROVED | 1993-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 01/1993 | Present |
| Bank Of America, Na | Jacksonville | FL | 12/2009 | Present |
I*1474263, Entity Type: Entity For Profit, Name of OBA: CPCH Aviation, Address: Jacksonville, Fl 32210, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 08/01/2023, No Hours: 0, No Hours during trading: 0, Duties: The entity will own an airplaneI*34022FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CPCH PROPERTIES, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:JACKSONVILLE, FLORIDA 32210 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/9/2006 HOURS DEVOTED: 20 HRS MTHLY HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGERI*83398For profit or not for profit: Non-Profit Organization Name of outside business organization: Community Foundation Hospice Investment related: No Address: Jacksonville, Florida 32257 Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2015 Number of hours devoted: 15 hrs Annually Number of hours devoted during trading hours: 4 hrs annually Duties: Finance committee, fundraisingI*122743For profit or not for profit: For-Profit Organization Name of outside business organization: cpch athens Investment related: No Address: Athens, Georgia 30605 Position, title, association: Family Held, Start date of relationship: 4/20/2012 Hours devoted: 4 hrs Mthly Hours devoted during trading hours: 0 Duties: It's an entity that holds my home in Athens. I*3252271 Entity Type: Entity Charitable Name of OBA: St. Marks Episcopal Church Foundation Board Address: Jacksonville, Florida, 32210 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/15/2025 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: awareness of the church and community engagement steward awareness of the church
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-06 |
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