Dennis Mitchell Taylor

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 10/2025
  Commonwealth Financial Network
  Waltham, MA
• 03/2014 → Present
  Innovative Financial Inc
  Troy, MI
• 05/1988 → Present
  Innovative Financial Services, Inc
  Troy, MI
• 10/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-11-19 → 2025-10-24
  Commonwealth Financial Network
  Troy, MI

Other Businesses

1. NAME OF OTHER BUSINESS: INNOVATIVE FINANCIAL SERVICES, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 05/1988; POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT / TAX PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION; 2. NAME OF OTHER BUSINESS: INNOVATIVE FINANCIAL, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 03/2014; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE / INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL PLANNING SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-13
• S63 Uniform Securities Agent State Law Examination
  1994-10-21