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Joseph Luis Guerrero

Morgan Stanley

Palm Beach Gardens, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-01
TX RA APPROVED_RES 2025-03-28
  • FL RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED_RES
    Since 2025-03-28

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach Gardens FL 03/2015 03/2025
Morgan Stanley Smith Barney Llc Palm Beach Gardens FL 03/2025 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2025 Present
  • 03/2015 → 03/2025
    Ubs Financial Services Inc.
    Palm Beach Gardens, FL
  • 03/2025 → Present
    Morgan Stanley Smith Barney Llc
    Palm Beach Gardens, FL
  • 04/2025 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2015-03-10 → 2025-04-22
    Ubs Financial Services Inc.
    Palm Beach Gardens, FL
    Lake Worth, FL
  • 2009-06-01 → 2015-03-23
    Morgan Stanley
    Palm Beach Gardens, FL
    Palm Beach, FL
    North Palm Beach, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Palm Beach, FL
  • 1999-05-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Palm Beach, FL
    Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-26
S63 Uniform Securities Agent State Law Examination 1987-03-10
  • S65 Uniform Investment Adviser Law Examination
    2002-04-26
  • S63 Uniform Securities Agent State Law Examination
    1987-03-10
Other Names
  • Jose Guerrero
  • Joe Guerrero

View on SEC IAPD

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