Gregory Allen Vasquez

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2008-06-19

CO RA
APPROVED

Since 2008-06-19

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	03/2004	Present

03/2004 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO

Previous Registrations

2000-09-25 → 2004-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-21
S63	Uniform Securities Agent State Law Examination	1999-08-12

S65 Uniform Investment Adviser Law Examination

2000-09-21
S63 Uniform Securities Agent State Law Examination

1999-08-12

Designations

Chartered Financial Analyst

Other Names

Gregory A Vasquez
Greg Vasquez

View on SEC IAPD