Philip Tse

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Lpl Financial
  Lincroft, NJ
• 09/2018 → 06/2026
  Edward Jones
  St Louis, MO
• 11/2013 → 09/2018
  Geometry Global (A Wpp Company)
  New York, NY

Previous Registrations

• 2018-11-07 → 2026-06-11
  Edward Jones
  Lincroft, NJ
  St Louis, MO
  Atlantic Highlands, NJ
  Lincroft, NJ
  Shrewsbury, NJ

Other Businesses

1. 06/2026 - 38th St East Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/8/2026 2. 05/2026 - 38th Street East Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/8/2026 3. 05/2026 - Philip Tse - Non-Variable Insurance - Inv Related – 10 Hour(s)/Month – 10 Hour(s) During Trading – Lincroft NJ 07738 – OBA Start Date: 01/08/2019

Exams

• S66 Uniform Combined State Law Examination
  2018-11-02