Timothy Thomas Tracy

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Npb Financial Group Llc
  Burbank, CA
• 07/2022 → Present
  Independent Financial Group, Llc
  Prescott Valley, AZ

Previous Registrations

• 2009-08-10 → 2022-07-15
  Npb Financial Group, Llc
  Prescott Valley, AZ
• 2003-06-25 → 2009-08-12
  Associated Securities Corp.
  Riverside, CA
  Yucaipa, CA
  Riverside, CA
• 2003-06-25 → 2009-08-12
  Associated Planners Investment Advisory Inc
  Riverside, CA
• 1999-01-12 → 2003-06-27
  Sentra Securities Corporation
  Riverside, CA

Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/12/1999 ADDRESS: 13110 E. Musket Rd., Prescott Valley AZ 86315, United States DESCRIPTION: OUTSIDE INSURANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-12
• S63 Uniform Securities Agent State Law Examination
  1987-07-14

Designations

• Certified Financial Planner

Other Names

• Tim Tracy