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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-05
TX RA APPROVED_RES 2013-07-02
GA RA APPROVED 2013-02-20
OH RA APPROVED 2001-11-16
  • FL RA
    APPROVED
    Since 2018-11-05
  • TX RA
    APPROVED_RES
    Since 2013-07-02
  • GA RA
    APPROVED
    Since 2013-02-20
  • OH RA
    APPROVED
    Since 2001-11-16

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 05/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-28
  • S66 Uniform Combined State Law Examination
    1999-06-28
Other Names
  • Gary S (Jr) Slaven
  • Stephen Slaven

View on SEC IAPD

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