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Dana O'BRien Brown

J.P. Morgan Securities LLC

Miami, FL

Miami Shores, FL

Columbus, OH

CRD 1629058

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-06-11
FL RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1450 Brickell Ave, Miami, FL 33131 • United States

9640 N.E. 2Nd Ave, Miami Shores, FL 33138 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 10/2012 Present
Previous Registrations
  • 2012-09-18 → 2012-10-01
    Chase Investment Services Corp.
    Miami, FL
  • 2009-06-01 → 2012-09-11
    Morgan Stanley
    Coral Gables, FL
    Miami Beach, FL
    Tampa, FL
    Ft. Lauderdale, FL
  • 1991-04-17 → 2009-06-01
    Citigroup Global Markets Inc.
    Coral Gables, FL
    Coral Gables, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-05-21
  • S63 Uniform Securities Agent State Law Examination
    2004-05-21
Other Names
  • Dana Obrien
  • Dana Colleen Obrien
  • Dana Obrien Brown
  • Dana C. O'BRien Brown

View on SEC IAPD

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