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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2016-06-22 |
Branch Locations
80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States
Webster, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Rochester | NY | 03/2013 | Present |
NAME OF ENTITY: Webster Central School DistrictInstruct Community Education. ADDRESS OF BUSINESS: 875 Ridge DR Webster, NY 14580. BUSINESS DESCRIPTIONS: Instructor. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 02/08/17. PROJECTED END DATE: - 02/15/17. CAPACITY: Other - Instructor DUTIES PERFORMED: Teach. HOURS DEVOTED TO THIS OBA PER MONTH: 02. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-11 |
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