Joseph Scott Marotta

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Huntsville, AL
• 08/2017 → Present
  Raymond James Financial Services, Inc.
  Huntsville, AL
• 08/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Huntsville, AL
• 08/2017 → Present
  Financial Strategies Group, Llc
  Huntsville, AL

Previous Registrations

• 2005-11-04 → 2017-08-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntsville, AL
• 1999-07-14 → 2005-11-08
  Morgan Stanley Dw Inc.
  Huntsville, AL

Other Businesses

(1)Name of Business: Financial Strategies Group, LLC Address: 129 Washington St NE, Huntsville, AL, 35801, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/04/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I advise my clients on their financial assets.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-17
• S63 Uniform Securities Agent State Law Examination
  1988-05-16