Ivette Marie Sanchez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-29
FL	RA	APPROVED	2009-04-15

TX RA
APPROVED_RES

Since 2018-10-29
FL RA
APPROVED

Since 2009-04-15

Branch Locations

10815 Sunset Dr, Miami, FL 33173 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

5880 Bird Rd, Miami, FL 33155 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Miami	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Miami	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Miami, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Miami, FL

Previous Registrations

2005-05-02 → 2009-03-30

Banc Of America Investment Services, Inc.

Miami, FL

Coral Gables, FL

Coral Gables, FL
1996-04-09 → 2005-05-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Other Businesses

RENTAL PROPERTY, INV RELATED, MIAMI, FL, 100% OWNERSHIP WITH SPOUSE, START DATE: 10/5/18, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-18
S63	Uniform Securities Agent State Law Examination	1997-03-31

S65 Uniform Investment Adviser Law Examination

1997-06-18
S63 Uniform Securities Agent State Law Examination

1997-03-31

Other Names

Ivette Marie Arrojo
Ivette Marie Cazanas
Ivette Marie Sanchez

View on SEC IAPD