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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-11-17 |
Branch Locations
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
4001 Barrett Drive Suite 100, Raleigh, NC 27609 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid-Atlantic Securities, Inc. | Raleigh | NC | 01/1987 | 10/2022 |
| Level Four Advisory Services, Llc | Dallas | TX | 08/2022 | Present |
| Level Four Financial, Llc | Dallas | TX | 10/2022 | Present |
1. 4001 Barrett Drive LLC - Partner - Real estate building for Level Four Office and IS NOT INVESTMENT RELATED. APPROXIMATELY 2 HOURS A MONTH ARE SPENT ON THIS. 2. LEVEL FOUR ADVISORY SERVICES, LLC, INVESTMENT RELATED RIA, 12400 COIT ROAD, DALLAS TX 75251, INVESTMENT ADVISOR, STARTED 8/2/2022, 20% OF TIME DEVOTED TO THIS ENTITY ALL DURING TRADING HOURS. 3. OAKWOOD CEMETARY BOARD MEMBER, STARTED 1/2022, NON-PROFIT ORGANZIATION, DEVOTE 1 HOUR PER MONTH TO THIS ACTIVITY NOT DURING MARKET HOURS, NON-INVESTMENT RELATED. 4. CHRIST CHURCH FINANCE CHAIR, STARTED 9/13/2014, RUN MONTHLY MEETINGS AND WORK AS BACK UP TREASURER AND SIGN CHECKS FOR PARISH ADMINISTRATOR, VOLUNTEER, NOT INVESTMENT RELATED, DEVOTE 1 HOUR PER MONTH NOT DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-08 |
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