Francis Michael Gutrich

Current Employers

Employment History

• 10/2012 → 12/2016
  J.P. Morgan Securities Llc
  Orland Park, IL
• 01/2017 → 08/2025
  Lpl Financial, Llc
  Orland Park, IL
• 01/2017 → 09/2024
  Highpoint Advisor Group, Llc Dba Highpoint Planning Partners
  Orland Park, IL
• 09/2024 → Present
  Apollon Financial, Llc
  Downers Grove, IL

Previous Registrations

• 2021-12-08 → 2024-10-02
  Highpoint Planning Partners
  Orland Park, IL
  Downers Grove, IL
• 2017-01-06 → 2021-12-31
  Highpoint Planning Partners
  Downers Grove, IL
  Orland Park, IL
• 2012-10-01 → 2017-01-25
  J.P. Morgan Securities Llc
  Frankfort, IL
  Orland Park, IL
• 2011-01-01 → 2012-10-01
  Chase Investment Services Corp.
  Lemont, IL
  Frankfort, IL
  Chicago, IL
  Chicago, IL
  Orland Park, IL

Other Businesses

1. 01/06/2017 - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Time Spent 5% 2. 10/15/2024 - Apollon Financial LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Apollon Financial LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-30
• S63 Uniform Securities Agent State Law Examination
  1988-09-06

Other Names

• Francis M Gutrich