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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-18 |
| GA | RA | APPROVED | 2023-07-31 |
| SC | RA | APPROVED | 2023-07-28 |
| TX | RA | APPROVED_RES | 2023-07-28 |
| MD | RA | APPROVED | 2019-02-22 |
| IA | RA | APPROVED | 2019-02-12 |
| PA | RA | APPROVED | 2019-02-12 |
| MI | RA | APPROVED | 2019-01-04 |
| CO | RA | APPROVED | 2018-11-02 |
| DC | RA | APPROVED | 2018-11-02 |
| NC | RA | APPROVED | 2018-11-02 |
Branch Locations
310 Arlington Ave Unit 308, Charlotte, NC 28203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Furman Insurance Agency | Charlotte | NC | 08/1988 | Present |
| Signator Investors, Inc. | Charlotte | NC | 05/2016 | Present |
| Osaic Wealth, Inc. | Charlotte | NC | 11/2018 | Present |
1) GRICE FINANCIAL GROUP POSITION: Officer NATURE: S Corp - fixed insurance sales and consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1998 ADDRESS: 4400 Carmel Valley Rd, Charlotte NC 28226, United States DESCRIPTION: Help manage and work with the bookkeeper. GFG merged into Dixon Wells in 12/1999. GFG continues to receive residual income. 2) PROFESSIONAL LIFE ADVISORS NETWORK POSITION: Officer NATURE: Non-Profit, Insurance Wholesaler focused on Institutional Accounts INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2005 ADDRESS: 2820 Selwyn Ave, Suite 626, Charlotte NC 28209, United States DESCRIPTION: Board of Directors 3) MARSHALL FAIRFAX POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2020 ADDRESS: 4400 Carmel Valley Rd, Charlotte NC 28226, United States DESCRIPTION: Owning/managing real estate.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-17 |
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