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Andrew C Black

Morgan Stanley

New Orleans, LA

CRD 1627800

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
LA RA APPROVED 2010-11-05
OK RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • LA RA
    APPROVED
    Since 2010-11-05
  • OK RA
    APPROVED
    Since 2009-06-01

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lafayette LA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lafayette, LA
Previous Registrations
Other Businesses

1) After Hours LLC; Investment related; Metairie, Louisiana; Real estate; Owner; Start date: 05/2014; During business hours: 0; After business hours: 0 3) *431165 - Offshore Unlimited; Investment related No; metairie, LA; Recreation; Partner (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 15; investor and decision maker.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-21
S63 Uniform Securities Agent State Law Examination 1995-07-21
  • S65 Uniform Investment Adviser Law Examination
    1997-04-21
  • S63 Uniform Securities Agent State Law Examination
    1995-07-21
Other Names
  • Andrew Clifford Black
  • Andrew Clifford Black
  • Andy Black
  • Andrew Black
  • Andrew Clifford Black
  • Andrew Ii Beery

View on SEC IAPD

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