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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-11 |
| LA | RA | APPROVED | 2010-11-05 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lafayette | LA | 06/2009 | Present |
1) After Hours LLC; Investment related; Metairie, Louisiana; Real estate; Owner; Start date: 05/2014; During business hours: 0; After business hours: 0 3) *431165 - Offshore Unlimited; Investment related No; metairie, LA; Recreation; Partner (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 15; investor and decision maker.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-21 |
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