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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-05-31 |
Branch Locations
2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Crystal Lake | IL | 12/2011 | 05/2019 |
| Dorion-Gray Retirement Planning, Inc. | Crystal Lake | IL | 01/2012 | Present |
| Securities America Advisors | Crystal Lake | IL | 12/2011 | 05/2019 |
| Lpl Financial, Llc | Crystal Lake | IL | 05/2019 | Present |
1. 03/18/2020 - Professional Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/31/2019 - 20 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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