Joseph John Kelly

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 07/2025
  Lpl Financial Llc
  Wellington, FL
• 07/2025 → Present
  Ameriprise Financial Services, Llc
  Miami, FL

Previous Registrations

• 2015-04-29 → 2025-07-23
  Lpl Financial Llc
  Doral, FL
  Stuart, FL
  Hackettstown, NJ
  Royal Palm Beach, FL
• 2013-11-01 → 2015-01-06
  Td Ameritrade, Inc.
  Bedford, NH
  Boston, MA
  Bedford, NH
• 2013-11-01 → 2015-01-06
  Td Ameritrade Investment Management, Llc
  Manchester, NH
  Quincy, MA
  Manchester, NH
• 2007-06-28 → 2013-09-24
  Tiaa-Cref Individual & Institutional Services, Llc
  Rochester, NY
  Boca Raton, FL
  Roseland, NJ
  Ithaca, NY
  Ithaca, NY

Other Businesses

Independent Insurance Brokering; Unitedhealthcare; 05/01/2018; Medicare Supplement.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-27
• S63 Uniform Securities Agent State Law Examination
  1987-04-30

Other Names

• Joseph J. Kelly
• Joseph Kelly
• Joe John Kelly
• Joe J. Kelly
• Joe Kelly