Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-26
CT RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2016-01-26
  • CT RA
    APPROVED
    Since 2009-01-02

Branch Locations

1440 N Edgewood Street Suite 131, Arlington, VA 22201 • United States

30 Tower Lane Suite 205, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Avon CT 07/1999 Present
Raymond James Financial Services Advisors, Inc Avon CT 01/2009 Present
Other Businesses

(1)Name of Business: Argentum Financial Partners LLC Address: 30 Tower Ln Ste 205, Avon, CT, 06001, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managerial, administrative (2)Name of Business: N/A Address: 10 Tower Lane Suite 335 , Avon, CT, 06001, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/09/2004 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-21
  • S63 Uniform Securities Agent State Law Examination
    1989-11-21
Other Names
  • Stan Keating

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Arlington, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor